AS4 Profile of ebMS V3 Version 1.0

Committee Draft 01 / Public Review Draft 01

20 February 2009

Specification URIs:

This Version:

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile-cd-01.pdf (Authoritative)

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile-cd-01.html

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile-cd-01.odt

Previous Version:

N/A

Latest Version:

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile.pdf

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile.html

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/profiles/200707/AS4-profile.odt

Technical Committee:

OASIS ebXML Messaging Services TC

Chair:

Ian Jones, British Telecommunications plc <ian.c.jones@bt.com>

Editor:

Jacques Durand, Fujitsu Computer Systems <jdurand@us.fujitsu.com>

Related Work:

This specification is related to:

Declared XML Namespace:

http://docs.oasis-open.org/ebxml-msg/ns/ebms/v3.0/profiles/200707


Abstract:

This document is a profile of the ebMS-3 specification [ebMS3]. It defines some conformance profiles that support specific messaging styles or context of use.

Status:

This document was last revised or approved by the ebXML Messaging Services Committee on the above date. The level of approval is also listed above. Check the "Latest Version" or "Latest Approved Version" location noted above for possible later revisions of this document.

Technical Committee members should send comments on this specification to the Technical Committee's email list. Others should send comments to the Technical Committee by using the "Send A Comment" button on the Technical Committee’s web page at
http://www.oasis-open.org/committees/ebxml-msg/

For information on whether any patents have been disclosed that may be essential to implementing this specification, and any offers of patent licensing terms, please refer to the Intellectual Property Rights section of the Technical Committee web page at
http://www.oasis-open.org/committees/ebxml-msg/ipr.php

The non-normative errata page for this specification is located at
http://www.oasis-open.org/committees/ebxml-msg/

Notices

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Table of Contents

1 Introduction 5

1.1 Terminology 6

1.2 Normative References 6

1.3 Non-normative References 7

2 AS4 Conformance Profiles for ebMS V3 8

2.1 The AS4 ebHandler Conformance Profile 8

2.1.1 Features Set 8

2.1.2 WS-I Conformance Profiles 10

2.1.3 Processing Mode Parameters 11

2.2 The AS4 Light Client Conformance Profile 13

2.2.1 Feature Set 13

2.2.2 WS-I Conformance Requirements 15

2.3 Conformance Profiles Compatibility 15

3 AS4 Additional Features 17

3.1 Compression 17

3.2 Reception Awareness features and Duplicate Detection 18

3.3 Alternative Pull Authorization 19

3.4 Semantics of Receipt in AS4 20

4 AS4 Usage Profile of ebMS 3.0 20

4.1 AS4 Usage Rules 21

4.1.1 Core Components / Modules to be Used 21

4.1.2 Bundling rules 22

4.1.3 Security Element 22

4.1.4 Signing Messages 23

4.1.5 Signing SOAP with Attachments Messages 23

4.1.6 Encrypting Messages 24

4.1.7 Encrypting SOAP with Attachments Messages 24

4.1.8 Generating Receipts 24

4.1.9 MIME Header and Filename information 25

4.2 AS4 Usage Agreements 26

4.2.1 Controlling Content and Sending of Receipts 26

4.2.2 Error Handling Options 27

4.2.3 Securing the PullRequest 28

4.2.4 Reception Awareness Parameters 29

4.2.5 Default Values of Some PMode Parameters 30

4.2.6 HTTP Confidentiality and Security 31

4.2.7 Deployment and Processing requirements for CPAs 32

4.2.8 Message Payload and Flow Profile 32

4.2.9 Additional Deployment or Operational Requirements 32

Appendix B Acknowledgments 37

Appendix C Revision History 38





1 Introduction

The AS4 profile of the ebMS V3 OASIS standard is intended to achieve the same functionality as AS2, while leveraging the features of the recent ebMS V3 standard. The main features of interest are compatibility with Web services standards, message pulling capability, and a built-in Receipt mechanism .

Profiling ebMS V3 means:

The overall goal of a profile for a standard is to ensure interoperability by:

Two kinds of profiles are usually to be considered when profiling an existing standard:

  1. Conformance Profiles. These define the different ways a product can conform to a standard, based on specific ways to use this standard. A conformance profile is usually associated with a specific conformance clause. Conformance profiles are of prime interest for product managers and developers: they define a precise subset of features to be supported.

  2. Usage Profiles (also called Deployment Profiles). These define how a standard should be used by a community of users, in order to ensure best compatibility with business practices and interoperability. Usage profiles are of prime interest for IT end-users: they define how to configure the use of a standard (and related product) as well as how to bind this standard to business applications. A usage profile usually points at required or compatible conformance profile(s).

AS4 is defined as a combination of:

Two AS4 conformance profiles (CP) are defined below:

Compatible existing conformance profiles for ebMS V3 are:

NOTE: Full compliance to AS4 actually requires and/or authorizes a message handler to implement a few additional features beyond the above CPs. These features are described in Section 3.

1.1 Terminology

The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this specification are to be interpreted as described in IETF RFC 2119.

1.2 Normative References

[ebMS2] OASIS ebXML Message Service Specification Version 2.0, April 1, 2002. http://www.oasis-open.org/committees/ebxml-msg/documents/ebMS_v2_0.pdf

[ebMS3] OASIS ebXML Messaging Services, Version 3.0: Part 1, Core Features, 2007. http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/core/ebms_core-3.0-spec.pdf

[ebMS3-CP] OASIS ebXML Messaging Services, Version 3.0: Conformance Profiles, CD3, 2008. http://www.oasis-open.org/committees/document.php?document_id=29854

[GZIP] GNU Gzip Manual, Free Software Foundation, 2006. http://www.gnu.org/software/gzip/manual/index.html

[RFC2119] S. Bradner. Key words for use in RFCs to Indicate Requirement Levels. IETF RFC 2119, March 1997. http://www.ietf.org/rfc/rfc2119.txt

[RFC2045] N Freed, et al, Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet Message Bodies, 1996. http://www.ietf.org/rfc/rfc2119.txt

[SOAPATTACH] J. Barton, et al, SOAP Messages with Attachments, 2000 http://www.w3.org/TR/SOAP-attachments

[WSIAP10] WS-I Attachment Profile V1.0, Web-Services Interoperability Consortium, 2007. http://www.ws-i.org/deliverables/workinggroup.aspx?wg=basicprofile

[WSIBP20] WS-I Basic Profile V2.0 (draft), Web-Services Interoperability Consortium, 2009. http://www.ws-i.org/deliverables/workinggroup.aspx?wg=basicprofile

[WSIBSP11] Abbie Barbir, et al, eds, Basic Security Profile Version 1.1, Web-Services Interoperability Consortium, 2006. http://www.wsi.org/Profiles/BasicSecurityProfile-1.1.html

[ebBP-SIG] OASIS ebXML Business Process TC, ebXML Business Signals Schema, 2006.<http://docs.oasis-open.org/ebxml-bp/ebbp-signals-2.0>

[WSS11] Anthony Nadalin, et al, eds., Web Services Security: SOAP Message Security 1.1, 2005.http://docs.oasis-open.org/wss/v1.1/

1.3 Non-normative References



[ebMS3-CP] OASIS ebXML Messaging Services, Version 3.0: Conformance Profiles, CD3, 2008. http://www.oasis-open.org/apps/org/workgroup/ebxml-msg/document.php?document_id=29854

[ebCPPA] OASIS, Collaboration-Protocol Profile and Agreement Specification Version 2.0, http://www.oasis-open.org/committees/ebxml-cppa/documents/ebCPP-2_0.pdf, September 23, 2002.

[ebDGT] OASIS, ebXML Deployment Guide Template Specification Version 1.0 (ebXML IIC) http://www.oasis-open.org/apps/org/workgroup/ebxml-iic/download.php/1713/ebMS_Deployment_Guide_Template_10.doc, April 7, 2003.

[BPSS] ebXML, ebXML Business Process Specification Schema Version 1.0.1, http://www.ebxml.org/specs/ebBPSS.pdf, May 11, 2001.

2 AS4 Conformance Profiles for ebMS V3

2.1 The AS4 ebHandler Conformance Profile

The AS4 ebHandler is identified by the URI:

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/ns/cprofiles/200809/as4ebhandler

2.1.1 Features Set

AS4 CP is defined as follows, using the table template and terminology provided in Appendix F (“Conformance”) of the core ebXML Messaging Services V3.0 specification [ebMS3].



Conformance Profile:

AS4 ebHandler

Profile summary: <“Sending+Receiving” / “AS4 eb Handler” /
Level 1 / HTTP1.1 + SOAP 1.2 + WSS1.1 >

Functional Aspects

Profile Feature Set

ebMS MEP


Support for all ebMS simple MEPs, in both Sender or Receiver role:

  • One-way / Push,

  • One-way / Pull,

Regardless of which MEP is used, the sending of an eb:Receipt message must be supported:

  • For the One-way / Push, both “response” and “callback” reply patterns must be supported.

  • For the One-way / Pull, the “callback” pattern is the only viable option, and the User message sender MUST be ready to accept an eb:Receipt either piggybacked on (or bundled with) a PullRequest, or piggybacked on another User Message, or sent separately. In all MEPs, the User message receiver MUST be able to send an eb:Receipt as a separate message (i.e. not piggybacked on  a PullRequest message or on another User message). An MSH conforming to this profile is therefore NOT required to bundle an eb:Receipt with any other ebMS header or message body.

Use of the ebbpsig:NonRepudiationInformation element (as defined in [ebBP-SIG]) MUST be supported as content for the eb:Receipt message, i.e. when conforming to this profile a Sending MSH must be able to create a Receipt with such a content, and a Receiving MSH must be able to process it.

Reliability

Reception Awareness, defined as the ability for a Sending ebHandler to notify its application (message Producer) of lack of reception of an eb:Receipt related to a sent message, MUST be supported. This implies support for: (a)  correlating eb:Receipts with previously sent User messages, based on the ebMS message ID, (b) detection of a missing eb:Receipt for a sent message, (c) ability to report an error to the message Producer in case no eb:Receipt has been received for a sent message.

The semantics of sending back an eb:Receipt message is: a well-formed  ebMS user message has been received and the MSH is taking responsibility for its processing, (no additional application-level delivery semantics, and no payload validation semantics).

No support for a WS reliable messaging specification is required although that is an option.


Security

  • Support for username / password token, digital signatures and encryption.

  • Support for content-only transforms.

  • Support for security of attachments required.

  • Support for message authorization at P-Mode level (see 7.10 in [ebMS3]) Authorization of the Pull signal - for a particular MPC - must be supported at minimum.

Two authorization options must be supported by an MSH in the Receiving role, and at least one of them in the Sending role:



  • Authorization Option 1: Use of the WSS security header targeted to the “ebms” actor, as specified in section 7.10 of ebMS V3, with the wsse:UsernameToken profile. This header may either come in addition to the regular wsse security header (XMLDsig for authentication), or may be the sole wsse header, if a transport-level secure protocol such as SSL or TLS is used. An example of message is given in Appendix …

  • Authorization Option 2: Use of a regular wsse security header (XMLDsig for authentication, use of X509), and no additional wsse security header targeted to “ebms”, In that case, the MSH must be able to use the credential present in this security header for Pull authorization, i.e. to associate these with a specific MPC.



NOTE on XMLDsig: XMLDsig allows arbitrary XSLT Transformations when constructing the plaintext over which a signature or reference is created. Conforming applications that allow use of XSLT transformations when verifying either signatures or references are encouraged to maintain lists of “safe” transformations for a given partner, service, action and role combination. Static analysis of XSLT expressions with a human user audit is encouraged for trusting a given expression as “safe” .


Error generation and reporting

  • Capability of the Receiving MSH to report errors from message processing, either as ebMS error messages or as Faults to the Sending MSH. The following modes of reporting to Sending MSH are supported: (a) sending error as a separate request (ErrorHandling.Report.ReceiverErrorsTo=<URL of Sending MSH>), (b) sending error on the back channel of underlying protocol (ErrorHandling.Report.AsResponse="true").

  • Capability to report to a third-party address (ErrorHandling.Report.ReceiverErrorsTo=<other address>).

  • Capability of Sending MSH to report generated errors as notifications to the message producer (support for Report.ProcessErrorNotifyProducer="true")( e.g. delivery failure).

  • Generated errors: All specified errors to be generated when applicable, except for EBMS:0010: On Receiving MSH, no requirement to generate error EBMS:0010 for discrepancies between message header and the following P-Mode features: P-Mode.reliability and P-Mode.security, but requirement to generate such error for other discrepancies

Message Partition Channels

Support for additional message channels beside the default, so that selective pulling by a partner MSH is possible.


Message packaging

  • Support for attachments required.

  • Support for MessageProperties required.

  • Support for processing messages that contain both a signal message unit (eb:SignalMessage) and a user message unit (eb:UserMessage).


Interoperability Parameters

Transport: HTTP 1.1

SOAP version: 1.2

Reliability Specification: none.

Security Specification: WSS 1.1. When using the One-way / Pull MEP, the response message must use by default the same WSS version as the request message. Otherwise, the version to be applied to a message is specified in the P-Mode.security




2.1.2 WS-I Conformance Profiles

The Web-Services Interoperability consortium has defined guidelines for interoperability of  SOAP messaging implementations. In order to ensure maximal interoperability across different SOAP stacks, MIME and HTTP implementations, this conformance profile requires compliance with the following WS-I profiles:

Notes:

This conformance profile may be refined in a future version to require conformance to the following WS-I profiles, once approved and published by WS-I:

2.1.3 Processing Mode Parameters

Summary of P-Mode parameters that must be supported by an implementation conforming to this profile. Fore each parameter, either:

0. General PMode parameters:

1. PMode[1].Protocol:

2.PMode[1].BusinessInfo:

3. PMode[1].ErrorHandling:

4. PMode[1].Reliability:

none.

5. PMode[1].Security:

2.2 The AS4 Light Client Conformance Profile

The AS4 light Client  is identified by the URI:

http://docs.oasis-open.org/ebxml-msg/ebms/v3.0/ns/cprofiles/200809/as4lightclient

2.2.1 Feature Set

Conformance Profile:

AS4-LightClient

Profile summary: <“Sending+Receiving” / “ lighthandler-rm” /
Level 1 / HTTP1.1 + SOAP 1.1>

Functional Aspects

Profile Feature Set

ebMS MEP

Support for One-way / Push (as initiator), and One-way / Pull (as initiator).

Regardless of which MEP is used, the sending of an eb:Receipt message must be supported:

  • For the One-way / Push, the “response” reply pattern must be supported.

  • For the One-way / Pull, the “callback” pattern is the only viable option, and the User message sender MUST be ready to accept an eb:Receipt either piggybacked on a PullRequest, or sent separately. The User message receiver MUST be able to send an eb:Receipt separately from the PullRequest.

In all MEPs, the User message receiver MUST be able to send an eb:Receipt as a separate message (i.e. not piggybacked on  a PullRequest message or on another User message). An MSH conforming to this profile is therefore NOT required to bundle an eb:Receipt with any other ebMS header or message body. However, when receiving a Receipt, an MSH conforming to this profile MUST be able to process an eb:Receipt bundled with an other ebMS message header or body.

Use of the ebbpsig:NonRepudiationInformation element (as defined in [ebBP-SIG]) MUST be supported as content for the eb:Receipt message, i.e. when conforming to this profile a Sending MSH must be able to create a Receipt with such a content, and a Receiving MSH must be able to process it. .


Reliability

Reception Awareness, defined as the ability for a Sending light Client to notify its application (message Producer) of lack of reception of an eb:Receipt related to a sent message, MUST be supported. This implies support for:

(a)  correlating eb:Receipts with previously sent User messages, based on the ebMS message ID,

(b) detection of a missing eb:Receipt for a sent message,

(c) ability to report an error to the message Producer in case no eb:Receipt has been received for a sent message.

The semantics of sending back an eb:Receipt message is: a well-formed  ebMS user message has been received and the MSH is taking responsibility for its processing, (no additional application-level delivery semantics, and no payload validation semantics).

No support for a WS reliable messaging specification is required although that is an option.




Security

Both authorization options for message pulling (authorizing PullRequest for a particular MPC) described in the ebHandler conformance profile MUST be supported:

1. Support for username / password token: minimal support for wss:UsernameToken profile in the Pull signal - for authorizing a particular MPC. Support for adding a WSS security header targeted to the “ebms” actor, as specified in section 7.10 of ebMS V3, with the wsse:UsernameToken profile. The use of transport-level secure protocol such as SSL or TLS is recommended.

2. Support for a regular wsse security header (XMLDsig for authentication, use of X509), and no additional wsse security header targeted to “ebms”,




Error generation and reporting

Support for error notification to the local message producer (e.g. reported failure to deliver pushed messages). Ability to report message processing errors for pulled messages to the remote party via Error messages (such an error may be bundled with another pushed message or a Pull signal.).


Message Partition Channels

Sending on default message partition flow channel (no support for additional message partitions required.)

Message packaging

No support for attachments required – i.e. the payload will use the SOAP body-, no support for MessageProperties required

Interoperability Parameters

Transport: HTTP 1.1

SOAP version: 1.2

Reliability Specification: none.

Security Specification: WSS 1.1.




2.2.2 WS-I Conformance Requirements

This conformance profile will require compliance with the following WS-I profile, once formally approved by WS-I (currently in Board approval draft status):

Note: the above WS-I profile must be complied with within the scope of features exhibited by the AS4 Light Client ebMS conformance profile.

2.3 Conformance Profiles Compatibility

The AS4 profile is compatible with the following ebMS V3 conformance profiles, defined in [ebMS3-CP]:

AS4 may be deployed on any MSH that conforms to one of the above conformance profiles.

3 AS4 Additional Features

This section defines features that were not specified in ebMS V3 and therefore out of scope for the previous conformance profiles (ebHandler CP and Light Client CP). These features should be considered as additional capabilities that are either required by or made optional to AS4 implementations.

The profiling tables below can be used for adding user-defined profiling requirements to be adopted within a business community. Whenever the feature – or its profiling - is mandatory, the right-side column (Profile Requirement) will specify it.

3.1 Compression

Application payloads that are built in conformance with the SOAP Messages with Attachments [SOAPATTACH] specification may be compressed. Support for compression MUST then be provided by AS4 implementations. Compression of the SOAP envelope and/or payload containers within the SOAP Body of an ebMS Message is not supported.

To compress the payload(s) of a message build in conformance with the SOAP Messages with Attachments [SOAPATTACH] specification the GZIP [GZIP] compression algorithm MUST be used. Compression MUST be applied before payloads are attached to the SOAP Message.

The eb:PartInfo element in the message header that relates to the compressed message part, MUST have an eb:Property element with @name =“Compressed”:

 <eb:Property name="Compressed"/>

The content type of the compressed attachment MUST be "application/gzip".

These are indicators to the receiver that compression has been used on this part.


When compression, signature and encryption are required of the MSH, the message MUST be compressed prior to being signed and/or encrypted.

Packaging requirements:

Example:

<eb:Property name="Compressed"/>
</eb:PartProperties>

<eb:PartInfo>



An additional PMode parameter is defined:

True: some attached payload(s) may be compressed over this MEP segment.

False (default): no compression is used over this MEP segment.

NOTE: the requirement for Compression feature applies to both conformance profiles (AS4 ebHandler and AS4 light Client)

3.2 Reception Awareness features and Duplicate Detection

These capabilities are making use of the eb:Receipt as the sole type of acknowledgement that must be supported. Duplicate detection only relies on the eb:MessageInfo/eb:MessageId.



Features

Profile requirements

Reception awareness error handling (mandatory support)


Ability for the MSH expecting an eb:Receipt to generate an error in case no eb:Receipt has been received for a sent message. It is RECOMMENDED that this error be a new error: Code = EBMS:0301, Short Description = MissingReceipt, Severity = Failure, Category = Communication.

Ability for the MSH expecting an eb:Receipt to report a MissingReceipt error to the message Producer

Message Retry (Optional support)


Ability for a User message sender that has not received an expected eb:Receipt to resend the User message. If doing so, the eb:MessageInfo/eb:MessageId element of the resend message and of the original User message MUST be same. However, the eb:MessageInfo/eb:Timestamp MUST be different.


Duplicate Detection (mandatory support)

Ability for the MSH receiving a User message to detect and/or eliminate duplicates based on eb:MessageInfo/eb:MessageId. If duplicates are just detected (not eliminated) then at the very least it is required that the Receiving MSH notifies its application (message Consumer) of the duplicates. For examples, these could be logged.

Related quantitative parameters (time window for the detection, or maximum message log size) are left for implementors to decide.

Others




NOTE: these requirements apply to both conformance profiles (AS4 ebHandler and AS4 light Client)

Four additional PMode parameters are defined:

3.3 Alternative Pull Authorization

In addition to the two authorization options described in the AS4 Conformance Profile (section 2.1.1), an implementation MAY optionally decide to support a third authorization technique, based on transient security (SSL or TLS).

SSL/TLS can provide certificate-based client authentication.  Once the identity of the Pulling client is established, the Security module may pass this identity to the ebms module, which can then associate it with the right authorization entry, e.g. the set of MPCs this client is allowed to pull from.

This third authorization option – compatible with AS4 although not specified in ebMS Core V3 - relies on the ability of the ebms module to obtain the client credentials. This capability represents an (optional) new feature.

Pull request authentication service, there may be no need for any WS-Security headers in the Pull request at all.

3.4 Semantics of Receipt in AS4

The notion of Receipt in ebMS V3 is not associated with any particular semantics. However, when combined with security (signing), it is intended to support Non Repudiation of Receipt (NRR).

In AS4, the eb:Receipt message serves both as a business receipt (its content is profiled in Section 2), and as a reception indicator, being a key element of the reception awareness feature. No particular delivery semantics can be assumed however: the sending of an eb:Receipt only means the following, from a message processing viewpoint:

  1. The related ebMS user message has been received and is well-formed.

  2. The Receiving MSH is taking responsibility for processing this user message, However, no guarantee can be made that this user message will be ultimately delivered to its Consumer application (this responsibility lays however now on the Receiver side).

The meaning of NOT getting an expected Receipt, for the sender of a related user message, is one of the following:

  1. The user message was lost and never received by the Receiving MSH.

  2. The user message was received, but the eb:Receipt was never generated, e.g. due to a faulty configuration (PMode).

  3. The user message was received, the eb:Receipt was sent back but was lost on the way.

See section 4.1.8 for AS4 usage rules about Receipts.

4 AS4 Usage Profile of ebMS 3.0

While the previous sections were describing messaging handler requirements for AS4 compliance (i.e. mostly intended for product developers), this section is about configuration and usage options.

This section is split in two major subsections:

Both sections are about features that are under responsibility of the user when using an AS4-compliant product.

4.1 AS4 Usage Rules

4.1.1 Core Components / Modules to be Used

This table summarizes which functional modules in the ebMS V3 specification are required to be implemented by the AS4 profile, and whether or not these modules are actually profiled for AS4.



ebMS V3 Component Name and Reference

Profiling status

Messaging Model (section 2)

Usage: Required

Profiled: Yes

Notes: This Profile only supports the One-Way/Push MEP (Sync and Async) and the One-Way/Pull MEP

Message Pulling and Partitioning (section 3)

Usage: Required

Profiled: No

Notes: The profiling of QoS associated with Pulling is defined in another module. The MPC and pulling feature itself are not profiled.

Processing Modes (section 4)

Usage: Required

Profiled: Yes

Message Packaging (section 5)

Usage: Required

Profiled: Yes

Notes: Default business process defines acceptable defaults for Role, Service, and Action. Bundling options for message headers (piggybacking) are restricted.

Error Handling (section 6)

Usage: Required

Profiled: Yes

Notes: Addition of some new Error Codes regarding Reception Awareness

Security Module (section 7)

Usage: Required

Profiled: Yes

Notes: Guidance regarding which part(s) of the message may be encrypted and included in the signature. Further guidance on how to secure the PullRequest Signal and the preventing of replay attacks..

Reliable Messaging Module (section 8)

Usage: Not Required

Profiled: No

Notes: This profile does not require the use of the Reliable Messaging Module using either WS-ReliableMessaging or WS-Reliability. It relies instead on eb:Receipts for supporting a light reliability feature called “Reception Awareness”.



4.1.2 Bundling rules

Scope of the Profile Feature

Defines bundling (or “piggybacking”) rules of ebMS MEPs, including Receipts.

Specification Feature


Specification Reference

ebMS v3.0, Section 2.2

Profiling Rule (a)

This profile supports the One-Way/Push MEP.

Both synchronous and asynchronous transport channels for the response (eb:Receipt) are allowed by this profile. and Callback)

When sending a Receipt for this MEP, a Receiving MSH conforming to this profile SHOULD NOT bundled the Receipt with any other ebMS message header or body.


Profiling Rule (b)

This profile supports the One-Way/Pull MEP. When sending a Receipt for this MEP, a Receiving MSH conforming to this profile SHOULD NOT bundled the Receipt with any other ebMS message header (including a PullRequest signal) or message body,

Test References




4.1.3 Security Element

Specification Feature

Use of WSS features

Specification Reference

ebMS v3.0, Section 7.1

Profiling Rule (a)

When using digital signatures or encryption, an AS4 MSH implementation is REQUIRED to use the Web Services Security X.509 Certificate Token Profile [WSS11-X509].

Alignment

[WSS11] Anthony Nadalin, et al, eds., Web Services Security: SOAP Message Security 1.1, 2005. <http://docs.oasis-open.org/wss/v1.1/>
[WSS11-X509] A. Nadalin, et al, eds., Web Services Security X.509 Certificate Token Profile 1.1, 2006.

Test References


Notes




4.1.4 Signing Messages

Specification Feature

Digital Signatures for SOAP message headers and body

Specification Reference

ebMS v3.0, Section 7.2

Profiling Rule (a)

AS4 MSH implementations are REQUIRED to use Detached Signatures as defined by the XML Signature Specification [XMLDSIG] when signing AS4 user or signal messages. Enveloped Signatures as defined by [XMLDSIG] are not supported by or authorized in this profile.


Profiling Rule (b)

AS4 MSH implementations are REQUIRED to include the entire eb:Messaging SOAP header block and the SOAP Body in the signature.

Alignment


Test References




4.1.5 Signing SOAP with Attachments Messages

Specification Feature

Signing attachments

Specification Reference

ebMS v3.0, Section 7.3

Profiling Rule (a)

AS4 MSH implementations are REQUIRED to use the Attachment-Content-Only transform when building application payloads using SOAP with Attachments [SOAPATTACH]. The Attachment-Complete transform is not supported by this profile.


Profiling Rule (b)

AS4 MSH implementations are REQUIRED to include the entire eb:Messaging header block and all MIME body parts of included payloads in the signature.

Alignment


Test References




4.1.6 Encrypting Messages

Specification Feature


Specification Reference

ebMS v3.0, Section 7.4

Profiling Rule (a)

AS4 MSH implementations are SHALL NOT encrypt the eb:PartyInfo section of the eb:Messaging header. Other child elements of the eb:Messaging header MAY be encrypted or left unencrypted as defined by trading partner agreements or collaboration profiles.

Profiling Rule (b)

If an AS4 user message is to be encrypted and the user-specified payload data is to be packaged in the SOAP Body, AS4 MSH implementations are REQUIRED to encrypt the SOAP Body.

Alignment


Test References




4.1.7 Encrypting SOAP with Attachments Messages

Specification Feature

Encryption of message attachments.

Specification Reference

ebMS v3.0, Section 7.5

Profiling Rule (a)

If an AS4 user message is to be encrypted and the user-specified payload data is to be packaged in conformance with the [SOAPATTACH] specification, AS4 MSH implementations are REQUIRED to encrypt the MIME Body parts of included payloads.


Alignment


Test References


Notes




4.1.8 Generating Receipts

Specification Feature

eb:Receipt signal messages

Specification Reference

ebMS v3.0, Section 7.12..2 (Persistent Signed Receipt)

ebMS v3.0, Section 5.2.3.3, eb:Messaging/eb:SignalMessage/eb:Receipt


Profiling Rule (a): Receipts for reception awareness

When a Receipt is to be used solely as a reception indicator (for reception awareness), the sender of the Receipt MAY decide to not insert the ebbpsig:NonRepudiationInformation child element. No other element than ebbpsig:NonRepudiationInformation is allowed as child of eb:Receipt. If this element is not used, then eb:Receipt MUST be empty.

Profiling Rule (b): Receipts for Non Repudiation of Receipt (NRR)

Non Repudiation of Receipt (NRR) requires eb:Receipt signals to be signed, and to contain digests of the original message parts for which NRR is required.

When signed receipts as requested in AS4 that make use of default conventions, the Sending message handler (i.e. sending messages for which signed receipts are expected) MUST identify message parts using Content-Id values in the MIME headers, and MUST sign the SOAP body and all attachments using the http://docs.oasis-open.org/wss/oasis-wss-SwAProfile-1.1#Attachment-Content-Signature-Transform within the SignedInfo References list.

As a reminder, the Sending message handler MUST not encrypt any signed content before signing (Section 7.6 in ebMS V3). If using compression in an attachment, the Sending message handler MUST sign the data after compression (see section 3.1). Variations from default conventions can be agreed to bilaterally, but conforming implementations are only required to provide receipts using the default conventions described in this section.


Profiling Rule (c)

An AS4 message that has been digitally signed MUST be acknowledged with a message containing an eb:Receipt signal that itself is digitally signed. The eb:Receipt MUST contain the information necessary to provide nonrepudiation of receipt of the original message, as described in profiling rule (b).

NOTE: the digest(s) to be inserted in the ebbp:MessagePartNRInformation element(s) or the Receipt, related to the original message parts for which a receipt is required, may be obtained from the signature information of the original message (ds:SignedInfo element), as only those parts that have been signed are subject to NRR. This means a Receiving message handler may not have to compute digests outside its security module.


Alignment


Test References




4.1.9 MIME Header and Filename information

Specification Feature

Optional presence of a “filename” value in “Content-disposition” header on MIME body parts:


Specification Reference

MIME specification (IETF) [RFC2045]

Profiling Rule (a)

The “Content-disposition” header on MIME body parts, when used, MUST carry filename information. Implementations MUST support the setting (when sending) and reading (when receiving) of “Content-disposition” header,

Profiling Rule (b)

When end users wish to supply filenames and have that information confidential, they SHOULD use TLS/SSL based encryption.


Alignment


Test References




4.2 AS4 Usage Agreements

This section defines the operational aspect of the profile: configuration aspects that users have to agree on, mode of operation, etc.

All the user agreement options related to a specific type of message exchange instance (e.g. related to a specific type of business transaction) are controlled by the Processing Mode (PMode) parameters defined in the ebMS Core V3 specification. This section only lists the parameters that are particularly relevant to AS4.

4.2.1 Controlling Content and Sending of Receipts

Scope of the Profile Feature

Choose among options in sending Receipts.

Specification Feature


Specification Reference

ebMS v3.0, Section 2.2

Usage Profiling (a)

Must eb:Receipts be used for non-repudiation of receipt (NRR), or just act as reception awareness feature? For non-repudiation, the eb:Receipt element must contain a well-formed ebbp:NonRepudiationInformation element. This is indicated by the new PMode parameter:

Pmode[1].Security.SendReceipt.NonRepudiation : value = ‘true' (to be used for non-repudiation of receipt), value = 'false' (to be used simply for reception awareness).

Usage Profiling (b)

Receipts for One-Way/Push MEP:

Both synchronous and asynchronous transport channels for the response (eb:Receipt) are allowed by this profile. and Callback)

This option is controlled by PMode parameter: ,

  • Pmode[1].Security.SendReceipt.ReplyPattern: value = ‘Response’ (sending receipts on the HTTP response or back-channel).

  • Pmode[1].Security.SendReceipt.ReplyPattern: value = ‘Callback’ (sending receipts using a separate connection.)

Usage Profiling (c)

Receipts for the One-Way/Pull MEP: ,

Pmode[1].Security.SendReceipt.ReplyPattern: value = ‘Callback’ (sending receipts using a separate connection, and not bundled with PullRequest.)

Test References


Notes


4.2.2 Error Handling Options

Specification Feature


Error Handling options

Specification Reference


Usage Profiling (a):

Receiver-side error

All Receiver-side error reporting options are left for users to agree on, including the choice to not report at all:

PMode[1].ErrorHandling.Report.ReceiverErrorsTo: recommendation is to report such Receiver-side errors to the Sender. Otherwise: reporting URI that is different from sender URI?

PMode[1].ErrorHandling.Report.AsResponse : recommendation for one-way messages (except when pulling is in use) is value=”true”: report errors on the back-channel of erroneous messages. Errors for pulled messages can only be reported on a separate connection.

PMode[1].ErrorHandling.Report.ProcessErrorNotifyConsumer : (true / false) for controling escalating theerror to the application layer.


Usage Profiling (b):

Reception Awareness errors

what is the behavior of a Sender that failed to receive a Receipt (even after message retries)?

  1. No error reporting (in case no reception awareness required).

  2. Error reporting from the Sender MSH to its message Producer (application-level notification). Error type: EBMS:0301: MissingReceipt (see Section 3.2 in Additional Features.)

PMode parameter:

PMode[1].ErrorHandling.Report.MissingReceiptNotifyProducer: (new) true if (b), false if (a)

PMode[1].ErrorHandling.Report.SenderErrorsTo: (in case an error should be sent about such failures – e.g. to a third party if not to the original Receiver of the non-acknowledged user message.)




Usage Profiling (c):

Error about Receipts

How are errors about Receipt messages reported?

PMode[1].ErrorHandling.Report.SenderErrorsTo: reporting URI that is different from Receiver URI?

PMode[1].ErrorHandling.Report.AsResponse : (true / false) NOTE: In case of Receipts already sent over the HTTP back-channel, can only be “false” meaning such errors will be sent over separate connection.

PMode[1].ErrorHandling.Report.ProcessErrorNotifyProducer : (true / false) for controling escalating the error to the application layer.


Alignment


Test References


Notes




4.2.3 Securing the PullRequest

Specification Feature

Pulling authorization options

Specification Reference

ebMS v3.0, Section 7.11.x

AS4 Conformance Profile authorization options (section 2.1.1)

Usage Profiling (a)

An AS4 Sending MSH may authenticate a Receiving MSH that sends a PullRequest in two ways:

  1. (Option 1 in 2.1.1) Use of the WSS security header targeted to the “ebms” actor, as specified in section 7.10 of ebMS V3, with the wsse:UsernameToken profile.

  2. (Option 2 in 2.1.1) by using [WSS11-X509] coupled with the Message Partition Channel that a Pull signal is accessing for pulling messages.



PMode parameters:

PMode.Initiator.Authorization: must be set to true (the initiator of a Pull request must be authorized).

PMode.Initiator.Authorization.username: (for option (a))

PMode.Initiator.Authorization.password: (for option (a))

PMode[1].Security.PModeAuthorize: must be set to true in the PMode leg describing the transfer of a pulled message.

PMode[1].Security.X509.sign: (for option (b))

PMode[1].Security.X509.SignatureCertificate: (for option (b))

NOTE: in (b), PMode parameters about X509 are controlling both the authentication of PullRequest signals and authentication of other User Messages.

Usage Profiling (b)

PullRequest signals: are they sent using the HTTPS transport protocol with optional Client-side Authentication?

PMode[1].Protocol.Address: The URL scheme will indicate whether HTTPS is used or not.


Alignment


Test References


Notes




4.2.4 Reception Awareness Parameters

Specification Feature

Message Replay and Duplicate Detection options

Specification Reference

N/A

AS4 Profile: additional features (section 3)

Usage Profiling (a):

Sender options

In case Reception Awareness is used: what is the behavior of a Sender that did not receive a Receipt?

  1. No message replay.

  2. Resend the message. Replay parameters: to agree on: (1) retry number, (2) retry frequency.



PMode parameters (additional to those defined in ebMS Core V3):

PMode[1].ReceptionAwareness: (true / false)

PMode[1].ReceptionAwareness.Replay: (true / false)

PMode[1].ReceptionAwareness.Replay.Parameters: (contains a composite string specifying: (a) maximum number of retries or some timeout, (b) frequency of retries or some retry rule.


Usage Profiling (b):

Receiver options

Is duplicate detection enabled?

(a) No. duplicates are not detected.

(b) In addition to (a), a receiver detects and eliminates duplicates based on eb:MessageInfo/eb:MessageId.



PMode parameters (additional to those defined in ebMS Core V3):

PMode[1].ReceptionAwareness.DuplicateDetection: (true / false)

PMode[1].ReceptionAwareness.DuplicateDetection.Parameters

Others


Notes




4.2.5 Default Values of Some PMode Parameters

Specification Feature

Default values and authorized values for main PMode parameters.

Specification Reference

ebMS 3.0, Appendix D.3

Usage Profiling (a)

PMode.MEP parameter will be constrained to the following value:

http://docs..oasis-open.org/ebxml-msg/ebms/v3.0/ns/core/200704/oneWay

Usage Profiling (b)

PMode.MEPbinding parameter will be constrained to the following values:

http://docs..oasis-open.org/ebxml-msg/ebms/v3.0/ns/core/200704/push

http://docs..oasis-open.org/ebxml-msg/ebms/v3.0/ns/core/200704/pull

Usage Profiling (c)

PMode.Initiator.Role parameter will have the following default value:

http://docs..oasis-open.org/ebxml-msg/ebms/v3.0/ns/core/200704/initiator


Usage Profiling (d)

PMode.Responder.Role parameter will have the following default value:

http://docs..oasis-open.org/ebxml-msg/ebms/v3.0/ns/core/200704/responder

Usage Profiling (e)

PMode[1].BusinessInfo.Service parameter will have the following default value:

http://docs.oasis-open.org/ebxml-msg/as4/200902/service

NOTE: this default is to be considered a PMode content default: absence of the PMode itself will cause the default value defined in the ebMS V3 specification (section 4.3) to apply. This value is usually enforced by the MSH implementation itself.

Usage Profiling (f)

PMode[1].BusinessInfo.Action parameter will have the following default value:

http://docs.oasis-open.org/ebxml-msg/as4/200902/action

NOTE: this default is to be considered a PMode content default: absence of the PMode itself will cause the default value defined in the ebMS V3 specification (section 4.3) to apply. This value is usually enforced by the MSH implementation itself

Usage Profiling (g)

PMode[1].Reliability parameters are not supported by this profile

Alignment


Test References


Notes




4.2.6 HTTP Confidentiality and Security

Specification Feature

HTTP Security Management and Options

Specification Reference

ebMS 3, Section 7, Appendix D.3.6.

Usage Profiling (a)

Is HTTP transport-layer encryption required?

What protocol version(s)?

Usage Profiling (b)

What encryption algorithm(s) and minimum key lengths are required?

Usage Profiling (c)

What Certificate Authorities are acceptable for server certificate authentication?

Usage Profiling (d)

Are direct-trust (self-signed) server certificates allowed?

Usage Profiling (e)

Is client-side certificate-based authentication allowed or required?

Usage Profiling (f)

What client Certificate Authorities are acceptable?

Usage Profiling (g)

What certificate verification policies and procedures must be followed?

Alignment


Test References


Notes




4.2.7 Deployment and Processing requirements for CPAs

Usage Profile Feature

CPA Access

Usage Profiling (a)

Is a specific registry for storing CPAs required? If so, provide details.

Usage Profiling (b)

Is there a set of predefined CPA templates that can be used to create given Parties’ CPAs?

Usage Profiling (c)

Is there a particular format for file names of CPAs, in case that file name is different from CPAId value?

Others




4.2.8 Message Payload and Flow Profile

Usage Profile Feature

Message Quantitative Aspects

Usage Profiling (a)

What are typical and maximum message payload sizes that must be handled? (maximum, average)

Usage Profiling (b)

What are typical communication bandwidth and processing capabilities of an MSH for these Services?

Usage Profiling (c)

Expected Volume of Message flow (throughput): maximum (peak), average?

Usage Profiling (d)

(Section 2.1.4) How many Payload Containers must be present?

Usage Profiling (e)

What is the structure and content of each container? [List MIME Content-Types and other process-specific requirements.] Are there restrictions on the MIME types allowed for attachments?

Usage Profiling (f)

How is each container distinguished from the others? [By a fixed ordering of containers, a fixed Manifest ordering, or specific Content-ID values.]. Any expected relative order of attachments of various types?

Usage Profiling (g)

Is there an agreement that message part filenames must be present in MIME Content-Disposition parameter ?

Others




4.2.9 Additional Deployment or Operational Requirements

Usage Profile Feature

Operational or Deployment Conditions

Usage Profiling (a)

Operational or deployment aspects that are object to further requirements or recommendations.

Others




  1. Sample Messages

Receipts Samples



When the NonRepudiationInformation element is used in a Receipt, it contains a sequence of MessagePartNRInformation items for each message part for which evidence of non repudiation of receipt is being provided. In the normal default usage, these message parts are those that have been signed in the original message. Each message part is described with information defined by an XML Digital Signature Reference information item. The following example illustrates the ebMS V3 Signal Message header.


<eb3:Messaging Soap12:mustUnderstand="true" xmlns:wsu="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-utility-1.0.xsd" wsu:Id=”ValueOfMessagingHeader”>
<eb3:SignalMessage>
<eb3:MessageInfo>
<eb3:Timestamp>2009-11-06T08:00:09Z</eb3:Timestamp>
<eb3:MessageId>orderreceipt@seller.com</eb3:MessageId>
<eb3:RefToMessageId>orders123@buyer.com</eb3:RefToMessageId>
</eb3:MessageInfo>
<eb3:Receipt>
<ebbp:NonRepudiationInformation>
<ebbp:MessagePartNRInformation>
<dsig:Reference URI="#5cb44655-5720-4cf4-a772-19cd480b0ad4">
<dsig:Transforms>
<dsig:Transform Algorithm="http://www.w3.org/2001/10/xml-exc-c14n#" />
</dsig:Transforms>
<dsig:DigestMethod Algorithm="http://www.w3.org/2000/09/xmldsig#sha1" />
<dsig:DigestValue>o9QDCwWSiGVQACEsJH5nqkVE2s0=</dsig:DigestValue>
</dsig:Reference>
</ebbp:MessagePartNRInformation>
<ebbp:MessagePartNRInformation>
<dsig:Reference URI="cid:a1d7fdf5-d67e-403a-ad92-3b9deff25d43@buyer.com">
<dsig:Transforms>
<dsig:Transform Algorithm="http://docs.oasis-open.org/wss/oasis-wss-SwAProfile-1.1#Attachment-Content-Signature-Transform" />
</dsig:Transforms>
<dsig:DigestMethod Algorithm="http://www.w3.org/2000/09/xmldsig#sha1" />
<dsig:DigestValue>iWNSv2W6SxbOYZliPzZDcXAxrwI=</dsig:DigestValue>
</dsig:Reference>
</ebbp:MessagePartNRInformation>
<
/ebbp:NonRepudiationInformation>
</eb3:Receipt>
</eb3:SignalMessage>
</eb3:Messaging>


For a signed receipt, a Web Services Security header signing over (at least) the signal header is required. An example WS-Security header is as follows :



<wsse:Security s:mustUnderstand="1" xmlns:wsse="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-secext-1.0.xsd" 
 xmlns:s
="http://www.w3.org/2003/05/soap-envelope">
 
<wsu:Timestamp wsu:Id="_1" xmlns:wsu="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-utility-1.0.xsd">
<wsu:Created>2009-11-06T08:00:10Z</wsu:Created>
<wsu:Expires>2009-11-06T08:50:00Z</wsu:Expires>
</wsu:Timestamp>
<wsse:BinarySecurityToken EncodingType="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-soap-message-security-1.0#Base64Binary"
ValueType
="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-x509-token-profile-1.0#X509v3" wsu:Id="_2"
xmlns:wsu
="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-utility-1.0.xsd">MIIFADCCBGmgAwIBAgIEOmitted</wsse:BinarySecurityToken>
<ds:Signature Id="_3" xmlns:ds="http://www.w3.org/2000/09/xmldsig#">
<ds:SignedInfo>
<ds:CanonicalizationMethod Algorithm="http://www.w3.org/2001/10/xml-exc-c14n#" />
<ds:SignatureMethod Algorithm="http://www.w3.org/2000/09/xmldsig#rsa-sha1" />
<ds:Reference URI="#ValueOfMessagingHeader">
<ds:Transforms>
<ds:Transform Algorithm="http://www.w3.org/2001/10/xml-exc-c14n#">
<InclusiveNamespaces PrefixList="xsd" xmlns="http://www.w3.org/2001/10/xml-exc-c14n#" />
</ds:Transform>
</ds:Transforms>
<ds:DigestMethod Algorithm="http://www.w3.org/2000/09/xmldsig#sha1" />
<ds:DigestValue>ZXnOmitted=</ds:DigestValue>
</ds:Reference>
</ds:SignedInfo>
<ds:SignatureValue>rxaP4of8JCpUkOmitted=</ds:SignatureValue>
<ds:KeyInfo>
<wsse:SecurityTokenReference xmlns:wsse="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-secext-1.0.xsd">
 
<wsse:Reference URI="#_2" ValueType="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-x509-token-profile-1.0#X509v3" />
</wsse:SecurityTokenReference>
</ds:KeyInfo>
</ds:Signature>
</wsse:Security>



  1. Acknowledgments

The following individuals were members of the committee during the development of this specification or of a previous version of it:



Timothy Bennett, Drummond Group Inc. <timothy@drummondgroup.com>

Ian Jones, British Telecommunications plc <ian.c.jones@bt.com>

Jacques Durand, Fujitsu <jdurand@us.fujitsu.com>

Dale Moberg, Axway <dmoberg@axway.com>

Richard Emery, Axway <remery@us.axway.com>

John Voss, CISCO <jovoss@cisco.com>


  1. Revision History



Rev

Date

By Whom

What


25 Jul 2008

J. Durand / Tim Bennett

Initial draft

Rev 02

28 Oct 2008

J. Durand

candidate CD draft

Rev 03

15 Feb 2009

J. Durand

Various edits, updates on Receipts, Message samples.











AS4-Profile-cd-01 20 February 2009
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