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XACML REST Profile Version 1.1

OASIS Standard

20 June 2019

Specification URIs

This version:

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/os/xacml-rest-v1.1-os.doc (Authoritative)

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/os/xacml-rest-v1.1-os.html

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/os/xacml-rest-v1.1-os.pdf

Previous version:

N/A

Latest version:

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/xacml-rest-v1.1.doc (Authoritative)

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/xacml-rest-v1.1.html

https://docs.oasis-open.org/xacml/xacml-rest/v1.1/xacml-rest-v1.1.pdf

Technical Committee:

OASIS eXtensible Access Control Markup Language (XACML) TC

Chairs:

Hal Lockhart (hal.lockhart@oracle.com), Oracle

Bill Parducci (bill@parducci.net), Individual

Editor:

Rémon Sinnema (remon.sinnema@emc.com), EMC

Related work:

This specification replaces or supersedes:

·         REST Profile of XACML v3.0 Version 1.0. Edited by Rémon Sinnema. Latest version: http://docs.oasis-open.org/xacml/xacml-rest/v1.0/xacml-rest-v1.0.html.

This specification is related to:

·         eXtensible Access Control Markup Language (XACML) Version 3.0 Plus Errata 01. Edited by Erik Rissanen. 12 July 2017. OASIS Standard incorporating Approved Errata. http://docs.oasis-open.org/xacml/3.0/errata01/os/xacml-3.0-core-spec-errata01-os-complete.html. Latest version: http://docs.oasis-open.org/xacml/3.0/xacml-3.0-core-spec-en.html.

Declared XML namespaces:

·         http://docs.oasis-open.org/xacml/ns/relation

·         http://docs.oasis-open.org/xacml/ns/relation/home

·         http://docs.oasis-open.org/xacml/ns/relation/pdp

Abstract:

This specification defines a profile for the use of XACML in a RESTful architecture.

Status:

This document was last revised or approved by the membership of OASIS on the above date. The level of approval is also listed above. Check the “Latest version” location noted above for possible later revisions of this document. Any other numbered Versions and other technical work produced by the Technical Committee (TC) are listed at https://www.oasis-open.org/committees/tc_home.php?wg_abbrev=xacml#technical.

TC members should send comments on this specification to the TC’s email list. Others should send comments to the TC’s public comment list, after subscribing to it by following the instructions at the “Send A Comment” button on the TC’s web page at https://www.oasis-open.org/committees/xacml/.

This specification is provided under the RF on Limited Terms Mode of the OASIS IPR Policy, the mode chosen when the Technical Committee was established. For information on whether any patents have been disclosed that may be essential to implementing this specification, and any offers of patent licensing terms, please refer to the Intellectual Property Rights section of the Technical Committee web page (https://www.oasis-open.org/committees/xacml/ipr.php).

Note that any machine-readable content (Computer Language Definitions) declared Normative for this Work Product is provided in separate plain text files. In the event of a discrepancy between any such plain text file and display content in the Work Product's prose narrative document(s), the content in the separate plain text file prevails.

Citation format:

When referencing this specification the following citation format should be used:

[xacml-rest-v1.1]

XACML REST Profile Version 1.1. Edited by Rémon Sinnema. 20 June 2019. OASIS Standard. https://docs.oasis-open.org/xacml/xacml-rest/v1.1/os/xacml-rest-v1.1-os.html. Latest version: https://docs.oasis-open.org/xacml/xacml-rest/v1.1/xacml-rest-v1.1.html.

Notices

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Table of Contents

1        Introduction. 5

1.1 IPR Policy. 5

1.2 Terminology. 5

1.3 Glossary. 5

1.4 Normative References. 5

1.5 Non-Normative References. 6

1.6 Rationale. 7

1.6.1 Externalization of Access Control 7

1.6.2 Cloud Computing. 7

1.6.3 REST. 7

1.6.4 RESTful Authorization as a Service. 8

1.7 Use Cases. 8

1.7.1 PEP ↔ PDP. 8

2        RESTful Services. 9

2.1 Network Transport 9

2.2 Resources. 9

2.2.1 Entry Point 9

2.2.2 Policy Decision Point 9

2.3 Representations. 10

2.3.1 Linking. 10

2.3.2 Entry Point 11

2.3.3 XACML versions, Representation Formats, and Content Negotiation. 11

2.4 Examples. 11

2.4.1 Obtain an Access Decision. 11

3        Security Considerations. 13

3.1 Network Transport 13

3.2 Authentication. 13

3.3 Authorization. 13

3.4 Non-Repudiation. 13

4        Conformance. 14

4.1 Conformance Clauses. 14

4.2 Test Assertions. 14

4.2.1 Network Transport 14

4.2.2 Entry Point 14

4.2.3 Policy Decision Point 15

Appendix A.        Acknowledgments. 17

Appendix B.        Revision History. 18

 

 


1      Introduction

{Non-normative}

This specification defines a profile for the use of the OASIS eXtensible Access Control Markup Language (XACML), versions 3.0 [XACMLv3] and earlier. Use of this profile requires no changes or extensions to the XACML standard.

This specification assumes the reader is somewhat familiar with XACML. A brief overview of XACML is available in [XACMLIntro].

This specification begins with a discussion of the topics and terms of interest in this profile. It then describes the details of RESTful services that conforming implementations must support. All sections of this profile are normative unless explicitly stated otherwise.

1.1 IPR Policy

This specification is provided under the RF on Limited Terms Mode of the OASIS IPR Policy, the mode chosen when the Technical Committee was established. For information on whether any patents have been disclosed that may be essential to implementing this specification, and any offers of patent licensing terms, please refer to the Intellectual Property Rights section of the Technical Committee web page (https://www.oasis-open.org/committees/xacml/ipr.php).

1.2 Terminology

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in [RFC2119].

1.3 Glossary

Client

The agent that initiates requests to a server.

Representation

A sequence of bytes, in a given format, that represents a resource in some way.

Request

The HTTP request message sent from the client to the server [HTTPMessage]. Note that this is not the same concept as a XACML request [XACMLv3].

Resource

A service that is offered by the server [REST]. This can be static, like a document, or dynamic, like a search. Note that this is not the same concept as a XACML resource [XACMLv3].

Response

The HTTP response message returned from the server to the client [HTTPMessage]. Note that this is not the same concept as a XACML response [XACMLv3].

Server

The agent that handles requests from a client.

1.4 Normative References

[HTTPAuthN]          Hypertext Transfer Protocol (HTTP/1.1): Authentication. June 2014. IETF RFC 7235. http://tools.ietf.org/html/rfc7235

[HTTPCache]          Hypertext Transfer Protocol (HTTP/1.1): Caching. June 2014. IETF RFC 7234. http://tools.ietf.org/html/rfc7234

[HTTPMessage]      Hypertext Transfer Protocol (HTTP/1.1): Message Syntax and Routing. June 2014. IETF RFC 7230. http://tools.ietf.org/html/rfc7230

[HTTPMethod]        URIs, Addressability, and the use of HTTP GET and POST. March 2004. TAG Finding. http://www.w3.org/2001/tag/doc/whenToUseGet.html

[HTTPSemantics]   Hypertext Transfer Protocol (HTTP/1.1): Semantics and Content. June 2014. IETF RFC 7231. http://tools.ietf.org/html/rfc7231

[RFC2119]               Key words for use in RFCs to Indicate Requirement Levels. March 1997. IETF RFC 2119. http://tools.ietf.org/html/rfc2119

[TAG]                     Test Assertions Part 1 - Test Assertions Model Version 1.0. 30 November 2011. OASIS Committee Specification 02. http://docs.oasis-open.org/tag/model/v1.0/cs02/testassertionsmodel-1.0-cs02.pdf

[URI]                       Uniform Resource Identifier (URI): Generic Syntax. January 2005. IETF RFC 3986. http://tools.ietf.org/html/rfc3986

[WebLink]               Web Linking. October 2010. IETF RFC 4287. http://tools.ietf.org/html/rfc5988

[XACMLMedia]       eXtensible Access Control Markup Language (XACML) Media Type. November 2013. IETF RFC 7061. http://tools.ietf.org/html/rfc7061

[XACMLv3]             eXtensible Access Control Markup Language (XACML) Version 3.0 Plus Errata 01. Edited by Erik Rissanen. 12 July 2017. OASIS Standard incorporating Approved Errata. http://docs.oasis-open.org/xacml/3.0/errata01/os/xacml-3.0-core-spec-errata01-os-complete.html. Latest version: http://docs.oasis-open.org/xacml/3.0/xacml-3.0-core-spec-en.html.

1.5 Non-Normative References

[Admin]                  XACML v3.0 Administration and Delegation Profile Version 1.0. 10 August 2010. OASIS Committee Specification 01. http://docs.oasis-open.org/xacml/3.0/xacml-3.0-administration-v1-spec-en.pdf

[Atom]                    The Atom Syndication Format. December 2005. IETF RFC 4287. http://tools.ietf.org/html/rfc4287

[Cloud]                   The NIST Definition of Cloud Computing. September 2011. National Institute of Standards and Technology. http://csrc.nist.gov/publications/nistpubs/800-145/SP800-145.pdf

[HomeDocXml]       Home Documents for HTTP APIs: XML Syntax. June 2016. Internet-Draft. http://tools.ietf.org/html/draft-wilde-home-xml-04

[HTTPS]                 HTTP over TLS. May 2000. IETF RFC 2818. http://tools.ietf.org/html/rfc2818

[Mason]                  Mason. April 2014. Draft. http://www.iana.org/assignments/media-types/application/vnd.mason+json

[Media]                   MIME Media Types. http://www.iana.org/assignments/media-types/index.html

[OAuth]                  The OAuth 2.0 Authorization Framework. October 2012. IETF RFC 6749. http://tools.ietf.org/html/rfc6749

[OpenID]                 OpenID Authentication 2.0. 5 December 2007. http://openid.net/specs/openid-authentication-2_0.html

[REST]                   Roy Fielding, Architectural Styles and the Design of Network-based Software Architectures. 2000. http://www.ics.uci.edu/~fielding/pubs/dissertation/fielding_dissertation.pdf

[SAMLv2]               Security Assertion Markup Language (SAML) Version 2.0. 15 March 2005. OASIS Standard. http://docs.oasis-open.org/security/saml/v2.0/saml-core-2.0-os.pdf

[SAML4XACML]      SAML 2.0 Profile of XACML, Version 2.0. 10 August 2010. OASIS Committee Specification 01. http://docs.oasis-open.org/xacml/3.0/xacml-profile-saml2.0-v2-spec-cs-01-en.doc

[SASL]                   Simple Authentication and Security Layer (SASL). June 2006. IETF RFC 4422. http://tools.ietf.org/html/rfc4422

[SecaaS]                 Security as a Service: Defined Categories of Service, October 10 2011. https://cloudsecurityalliance.org/wp-content/uploads/2011/09/SecaaS_V1_0.pdf

[Siren]                    Siren. November 2012. Draft. http://www.iana.org/assignments/media-types/application/vnd.siren+json

[UBER]                   Uniform Basis for Exchanging Representations (UBER). June 2014. Draft. https://github.com/mamund/media-types/blob/master/uber-hypermedia.asciidoc

[XACMLIntro]         A Brief Introduction to XACML. 14 March 2003, http://www.oasis-open.org/committees/download.php/2713/Brief_Introduction_to_XACML.html

[XACMLJSON]        JSON Profile of XACML 3.0 Version 1.0. Edited by David Brossard. Latest version: https://www.oasis-open.org/committees/download.php/62990/latest.

1.6 Rationale

{Non-normative}

1.6.1 Externalization of Access Control

XACML [XACMLIntro] can be used for controlling access within a single application. This removes hard-coded security constraints from the application code, making it easier to change them. It also makes it possible to use a standard Policy Decision Point (PDP), so that organizations can make a proper make-or-buy decision. For virtually all organizations, authorization is not their core business, so being able to use an off-the-shelf product is appealing.

Although these are substantial benefits, XACML really shines when authorization is completely externalized from the application. Policies can then be reused across many applications, each using the same PDP. This leads to greater consistency of access control rules and improved efficiency in maintaining them.

1.6.2 Cloud Computing

Once access control policies are externalized from the application, the PDP can become a service to be shared in a cloud computing scenario.

The National Institute of Standards and Technology (NIST) defines cloud computing as “a model for enabling ubiquitous, convenient, on-demand network access to a shared pool of configurable computing resources (e.g., networks, servers, storage, applications, and services) that can be rapidly provisioned and released with minimal management effort or service provider interaction.“ [Cloud].

Applying the ideas of cloud computing to access control leads to Authorization as a Service (AZaaS). The Cloud Security Alliance sees this as part of the Identity and Access Management category of service that they distinguish in the Security as a Service field [SecaaS]. Note that AZaaS requires a much heavier load on servers than Authentication as a Service, since authentication happens only once for a user session, while authorization must occur on every user action.

1.6.3 REST

In cloud computing, services are shared and must therefore be accessed over a computer network. Cloud infrastructure will thus by definition have a network-addressable API. Such an API can be built on RESTful principles.

REpresentational State Transfer (REST) is a system of architectural constraints that govern the interaction between a client and a server [REST]. In cloud computing, the client is the cloud service consumer, and the server is the cloud service itself. The constraints that REST adds to a client-server system are:

  1. Statelessness: Each request from client to server must contain all of the information necessary to understand the request, and cannot take advantage of any stored context on the server. It improves visibility, reliability and scalability.
  2. Cache: Data within a response to a request must be implicitly or explicitly labeled as cacheable or non-cacheable. It improves efficiency and scalability.
  3. Uniform interface: Client and server interact through a generalized interface. It improves visibility, simplicity and evolvability, at the expense of efficiency. This is the distinguishing feature of REST. The constraints on the generalized interface are:

                       i.        Identification of resources: The key abstraction of information in REST is a resource. Any information that can be named can be a resource: a document or image, a temporal service, a collection of other resources, a non-virtual object, and so on. Each resource is identified by a resource identifier. In practice, this will be a Uniform Resource Identifier [URI].

                      ii.        Manipulation of resources through representations: Actions on resources are performed on representations of those resources. A representation is a sequence of bytes, plus representation metadata to describe those bytes. In practice, representations will be described by MIME media types [Media].

    1. Self-descriptive messages: All the information required to process a request is available in the request. This includes the host, message control metadata (like Content-Length), representation metadata and the resource representation.
    2. Hypermedia as the engine of application state (HATEOAS): The client knows only the starting URL of the server. All future interactions are discovered from representations. This allows the server to evolve separately from the clients.

4.     Layered system: Clients and servers can be composed of hierarchical layers such that each component cannot see beyond the immediate layer with which it is interacting. It improves simplicity and scalability at the expense of efficiency.

5.     Code-on-demand: Client functionality can be extended by downloading and executing code in the form of applets or scripts. It improves simplicity and extensibility at the expense of visibility and security. This is an optional constraint.

 

The constraints of a RESTful architecture lead to simple, scalable, and evolvable systems. Simplicity means that few demands are placed on the cloud service consumer, whereas scalability and evolvability let the cloud service meet its rapid provisioning and releasing requirements, while incrementally expanding its services.

1.6.4 RESTful Authorization as a Service

Due to the pervasive nature of access control, Authorization-as-a-Service will result in many calls to the authorization servers. These servers must therefore perform and scale extremely well. Thus it makes sense to use a RESTful architecture for them.

This specification defines a profile for the use of XACML in a RESTful architecture, enabling the interoperability of RESTful Authorization-as-a-Service (AZaaS) solutions. The MIME media types [Media] available for representations of the various XACML constructs are defined separately [XACMLMedia].

1.7 Use Cases

This version of this profile will only consider the PEP and PDP. Later versions may involve other components of the XACML architecture, like the PAP and PIP.

1.7.1 PEP ↔ PDP

Line Of Business applications contain Policy Enforcement Points (PEPs) that interact with Policy Decision Points (PDPs) from various vendors. These PDPs may either be dedicated to the application, or be simultaneously offered to multiple applications (Authorization as a Service).

2      RESTful Services

2.1 Network Transport

The following URI SHALL be used as the identifier for the functionality specified in this section of this profile:

·         urn:oasis:names:tc:xacml:3.0:profile:rest:http

 

Although not strictly required by REST, this specification mandates that HTTP MUST be used as the protocol to transport network messages [HTTPMessage] between client and server.

For additional security, it is RECOMMENDED that SSL/TLS be used [HTTPS]. See section 3, Security Considerations, for more on securing the RESTful interactions.

Note that additional transport protocols are allowed but outside the scope of this profile.

2.2 Resources

The following sections describe the mandatory and optional resources that this profile defines. Each section defines which operations are supported on the resource, and what their requirements are. In particular, HTTP status codes [HTTPSemantics] define success or failure of the operation. See section 3, Security Considerations, for information on securing the RESTful interactions and representations.

2.2.1 Entry Point

The following URI SHALL be used as the identifier for the functionality specified in this section of this Profile:

·         urn:oasis:names:tc:xacml:3.0:profile:rest:home

 

Operation

Request Body

Response Body

Description

Status Codes

GET

 

XACML entry point

 

200, 400, 401, 403, 406, 5xx

To enable the discoverability requirement, a RESTful XACML system MAY have an entry point at a known location (the “billboard URI”). It is RECOMMENDED that the location of the entry point remain fixed, even as the service evolves, to allow older clients to remain functional. An implementation of this profile that supports the entry point functionality MUST document the location of the entry point.

Note that the XACML entry point MAY be part of a larger RESTful system. In that case, the entry point location is not known in advance, but discovered from the enclosing system. The link relation http://docs.oasis-open.org/xacml/ns/relation/home SHALL be used for links to this resource. The documentation SHOULD contain information on how to discover the XACML entry point using this link relation.

The XACML entry point representation that is returned MUST contain a link to the PDP and MAY contain links to other XACML resources.

2.2.2 Policy Decision Point

The following URI SHALL be used as the identifier for the functionality specified in this section of this profile:

·         urn:oasis:names:tc:xacml:3.0:profile:rest:pdp

The link relation for links to this resource is
http://docs.oasis-open.org/xacml/ns/relation/pdp.

 

Operation

Request Body

Response Body

Description

Status Codes

POST

XACML request

XACML response

Makes an access control decision

200, 400, 401, 403, 406, 415, 5xx

 

A server MUST support <Request> from XACML core [XACMLv3] as the XACML request in the request body.

A server MAY additionally support <XACMLAuthzDecisionQuery> from the SAML Profile [SAML4XACML] as the XACML request. When <XACMLAuthzDecisionQuery> is used, requests and responses can be correlated using the request’s ID and the response’s InResponseTo attributes. When <Request> is used, this additional functionality is not available and the PEP must either use a new TCP/IP session, or wait with sending a request over the current session until the response for the previous request is received.

The processing and response MUST be as specified in the respective specification, either [XACMLv3] or [SAML4XACML].

The POST method is used rather than GET because the XACML request may contain sensitive data and because of practical considerations like limits on URI length [HTTPMethod]. Although the POST method is used, this operation is both idempotent and safe [HTTPSemantics]. It is RECOMMENDED that servers include cache control headers [HTTPCache] in their responses to make this explicit.

Note that success of the HTTP operation (i.e. status code 200) doesn’t mean that authorization is granted. It means that the response body is valid, and that the response body contains the XACML decision, which could be Deny. Likewise, a status code of 403 doesn’t imply a XACML decision of Deny, but instead means that the user is not allowed to ask the PDP for an access decision.

2.3 Representations

XACML requests and responses SHOULD be represented using registered media types defined specifically for XACML, in [XACMLMedia] or elsewhere (e.g. the JSON profile [XACMLJSON]).

Other representations MAY use any media type that matches the constraints outlined in the remainder of this section.

2.3.1 Linking

A fundamental concept in a RESTful architecture is that of linking between resources [REST]. It is therefore of the utmost importance to use media types, like the Atom Syndication Format [Atom], that define linking structures. Such media types are also referred to as hypermedia types.

There has been a spur of activity in this space recently. Interesting examples are [Mason], [Siren], and [UBER].

The link relation types [WebLink] for the services in this specification are given in their respective sections below. For instance, a link to the PDP in Atom [Atom] would be represented as

<atom:link rel=”http://docs.oasis-open.org/xacml/ns/relation/pdp”
    href=”/authorization/pdp/”/>

The same link to the PDP in Siren [Siren] would be represented as

“links”: [{
  rel: [“http://docs.oasis-open.org/xacml/ns/relation/pdp”],
  href: “/authorization/pdp/”
}]

Whenever it is not possible to add links to a representation, for instance because the representation must conform to a schema that doesn’t support links, or because the representation is binary, links MUST be added using the Link HTTP header [WebLink]. In case of multiple links, the title attribute of the Link header field MAY be used to correlate the link to an item in the representation.

2.3.2 Entry Point

The representation of the entry point resource MUST contain a link to the PDP and MAY contain links to other XACML resources.

2.3.3 XACML versions, Representation Formats, and Content Negotiation

This profile is agnostic to the version and format of XACML used. Clients and servers SHOULD use content negotiation [HTTPSemantics] to agree on the version and format of XACML used in their exchanges. XACML media types [Media] MUST support a version parameter for this purpose. See the Examples section for the use of the Accept and Content-Type headers [HTTPSemantics] used in content negotiation.

It’s an error for clients or servers to send a body where the representation doesn’t match the Content-Type. Servers MUST return 400 Bad Request when a client does so.

HTTP allows Content-Type and Accept to be different, so a client could supply a JSON-formatted request and ask for an XML-formatted response or vice versa. Although this profile doesn’t define a use case for that, it also doesn’t forbid it. Servers that are not willing to honor such requests SHOULD either return 406 Not Acceptable or simply return the response in the format of their choosing.

2.4 Examples

{Non-normative}

2.4.1 Obtain an Access Decision

The following is an example sequence of HTTP messages to obtain an authorization decision from a PDP. The client starts by accessing the entry point:

GET /authorization HTTP/1.0
Host: www.example.com

Accept: application/xml
Content-Length: 0

To which the server responds:

HTTP/1.0 200 OK
Content-Type: application/home+xml
Content-Length: <nnnn>

<?xml version=”1.0”?>
<resources xmlns=”urn:ietf:params:xml:ns:homedoc” >
  <resource rel=”http://docs.oasis-open.org/xacml/ns/relation/pdp”>
    <link href=”/authorization/pdp/”/>
  </resource>
</resources>

In this example, the response follows the XML syntax for home documents [HomeDocXml].

The client looks for a resource with relation type http://docs.oasis-open.org/xacml/ns/relation/pdp and POSTs the XACML request to it:

POST /authorization/pdp/ HTTP/1.0
Host: www.example.com
Accept: application/xacml+xml; version=3.0
Content-Type: application/xacml+xml; version=3.0
Content-Length: <nnnn>

<?xml version=”1.0”?>
<Request xmlns=”
urn:oasis:names:tc:xacml:3.0:core:schema:wd-17”>
  <!-- XACML request -->
</Request>

And finally the server responds with the access decision:

HTTP/1.0 200 OK
Content-Type: application/xacml+xml; version=3.0
Content-Length: <nnnn>

<?xml version=”1.0”?>
<Response xmlns=”urn:oasis:names:tc:xacml:3.0:core:schema:wd-17”>
  <!-- XACML response -->
</Response>

 

3      Security Considerations

Security and privacy considerations for the use of XACML in general are defined in [XACMLv3]. This section describes some additional considerations that have to do with the networked nature of a RESTful architecture, together with the administrative capabilities set out by this profile.

3.1 Network Transport

The use of SSL/TLS [HTTPS] is RECOMMENDED to protect data as it is transferred across the network.

3.2 Authentication

This specification leaves the issue open of how to authenticate the requestor. Implementations MUST document how they handle authentication.

HTTP status code 401 (Unauthorized) [HTTPAuthN] MAY be used to indicate that an operation on a resource is denied because the requestor is not authenticated. However, the problem of authentication over HTTP is not completely solved. [HTTPAuthN] defines Basic and Digest authentication. Basic authentication MUST NOT be used, since it sends the password in plain text over the network. Digest authentication MAY be used.

Additional standards like [OpenID], [OAuth], [SAMLv2], or [SASL] MAY be used instead of or in addition to HTTP Digest authentication.

3.3 Authorization

This specification RECOMMENDS that authorization be implemented using XACML. Implementations can perform authorization based upon the identity of the requestor, as well as on any appropriate additional, trusted, attribute. The use of the XACML Administration and Delegation Profile [Admin] is RECOMMENDED.

HTTP status code 403 (Forbidden) [HTTPSemantics] MUST be used to indicate that an operation on a resource is denied because the requestor is not authorized.

Authorization SHOULD be used to exclude from the response any links to resources that the requestor is not allowed to access.

3.4 Non-Repudiation

In some situations it is important to have an audit trail of access decisions that were made. This audit trail must be at least tamper-evident. For this purpose, the SAML Profile for XACML [SAML4XACML] can be used to sign the access request and response.

4      Conformance

{Normative}

4.1 Conformance Clauses

This section lists those portions of the specification that MUST be included in an implementation of a server that claims to conform to this profile. 

Identifier

M/O

urn:oasis:names:tc:xacml:3.0:profile:rest:http
urn:oasis:names:tc:xacml:3.0:profile:rest:home

M
O

urn:oasis:names:tc:xacml:3.0:profile:rest:pdp

M

 

 

4.2 Test Assertions

This section lists test assertions [TAG] that help verify conformance to this specification.

4.2.1 Network Transport

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:http:client

Normative Source

The client must use HTTP when communicating with the server (From the more general source: HTTP MUST be used as the protocol to transport network messages between client and server)

Target

Network message from the client

Predicate

The [message] starts with an HTTP request line [HTTPMessage]

Prescription Level

mandatory

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:http:server

Normative Source

The server must use HTTP when communicating with the client (From the more general source: HTTP MUST be used as the protocol to transport network messages between client and server)

Target

Network message from the server

Predicate

The [message] starts with an HTTP response line [HTTPMessage]

Prescription Level

Mandatory

 

4.2.2 Entry Point

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:home:documentation

Normative Source

A RESTful XACML system MAY have an entry point at a known location
An implementation of the entry point functionality MUST document the location of the entry point

Target

server documentation

Predicate

The [documentation] lists (a procedure for discovering) an entry point URL at which the XACML system can be accessed

Prescription Level

permitted

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:home:status

Normative Source

GET on the entry point location MUST return status code 200

Target

Response to GET request on the entry point location

Predicate

The HTTP status code in the [response] is 200

Prescription Level

permitted

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:home:pdp

Normative Source

The XACML entry point representation SHOULD contain a link to the PDP

Target

Response to GET request on the entry point location

Predicate

The [response] body contains a resource with link relation http://docs.oasis-open.org/xacml/ns/relation/pdp and a valid URL

Prescription Level

permitted

 

4.2.3 Policy Decision Point

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:xacml:status

Normative Source

POST on the PDP with a valid XACML request MUST return status code 200

Target

Response to POST request on the PDP location with valid XACML request in the body

Predicate

The HTTP status code in the [response] is 200

Prescription Level

mandatory

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:xacml:body

Normative Source

POST on the PDP with a valid XACML request MUST return a valid XACML response in the body

Target

Response to POST request on the PDP location with valid XACML request in the body

Predicate

The HTTP body in the [response] is a valid XACML response

Prescription Level

mandatory

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:xacml:invalid

Normative Source

POST on the PDP with an invalid XACML request MUST return status code 400 (Bad Request)

Target

Response to POST request on the PDP location with invalid XACML request in the body

Predicate

The HTTP status code in the [response] is 400

Prescription Level

mandatory

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:saml:status

Normative Source

POST on the PDP with a valid XACML request MUST return status code 200

Target

Response to POST request on the PDP location with valid XACML request wrapped in a xacml-samlp:XACMLAuthzDecisionQuery in the body

Predicate

The HTTP status code in the [response] is 200

Prescription Level

permitted

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:saml:body

Normative Source

POST on the PDP with a valid XACML request MUST return a valid XACML response in the body

Target

Response to POST request on the PDP location with valid XACML request wrapped in a xacml-samlp:XACMLAuthzDecisionQuery in the body

Predicate

The HTTP body in the [response] is a valid XACML response wrapped in a samlp:Response

Prescription Level

permitted

 

Id

urn:oasis:names:tc:xacml:3.0:profile:rest:assertion:pdp:saml:invalid

Normative Source

POST on the PDP with an invalid XACML request MUST return status code 400 (Bad Request)

Target

Response to POST request on the PDP location with invalid XACML request wrapped in a xacml-samlp:XACMLAuthzDecisionQuery in the body

Predicate

The HTTP status code in the [response] is 400

Prescription Level

permitted

 

Appendix A.  Acknowledgments

The following individuals have participated in the creation of this specification and are gratefully acknowledged:

Participants:

David Brossard, Axiomatics

Jean-Paul Buu-Sao, TSCP
David Chadwick, Individual
Jacques Durand, Fujitsu

Craig Forster, IBM
Hal Lockhart, Oracle
Danny Thorpe, Dell
Erik Wilde, EMC

Steven Legg, ViewDS

Cyril Dangerville, Thales Group

Appendix B.  Revision History

 

Revision

Date

Editor

Changes Made

WD01

2012-02-14

Rémon Sinnema

Defined use cases

WD02

2012-04-24

Rémon Sinnema

Initial full draft

WD03

2012-05-03

Rémon Sinnema

Fixed typos
Renamed Use Cases section to Rationale
Introduced Use Cases section
Moved everything representation related out of the section on resources
Added examples
Improved authorization section

WD04

2012-05-22

Rémon Sinnema

Conformance section should succinctly indicate what needs to be implemented
Added platform use case
Added policy version resource

WD05

2012-05-31

Rémon Sinnema

PDP is now optional, allowing PAP-only servers
Added explanatory text for delete example
Added note on policies contained within policy sets
Added note that supplied policies must be valid according to the policy schema
Improved wording in Security section
Added “lost” paragraph from WD02 about the contents of the entry point resource
Added text on different types of PAPs
Added text on policy (version) equality
Added use of HTTP to conformance section

WD06

2012-10-9

Rémon Sinnema

Added domain terms
Added section on test assertions
Removed policy administration related text
Updated text to better fit the home document standard
Added section on non-repudiation
Replaced reference to XACML Media Types Profile with URL of Internet Draft
Added text on embedding XACML REST in a larger RESTful system

WD07

2013-01-25

Rémon Sinnema

Added section on content negotiation

WD08

2014-06-10

Rémon Sinnema

Renamed to follow profile naming convention.
Fixed normative/non-normative indicators on sections.
Updated HTTP RFCs.
Added text on HTTP level caching.
Added explanation on the use of POST rather than GET.
Replaced XACML media type draft with RFC.
Added text on hypermedia types.
Added text on sending JSON requests and asking for XML responses or vice versa.
Relaxed constraints on entry point representation.

WD09

2018-04-26

Hal Lockhart

Fixed references

WD10

2018-05-11

Steven Legg

Revised the declared XML namespace.

Revised references to XACMLv3 and HomeDocXml and added informative reference to JSON profile.

Downgraded the requirements for the entry point from MUST to MAY. Downgraded the conformance requirements for the entry point from mandatory to optional/permitted.

Allowed links to other XACML resources in the response.

Revised the namespace in the entry point example to the one used by the latest draft of HomeDocXml.

v1.1

CSPRD01

2018-08-24

OASIS TC Admin (Knight)

Revised HTTP-style namespace names to use base "http://docs.oasis-open.org/xacml/ns/relation" instead of "http://docs.oasis-open.org/ns/xacml/relation".