searchRetrieve: Part 0.
Overview Version 1.0
Committee Specification Draft 01
08 December 2011
Specification URIs
This version:
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part0-overview/searchRetrieve-v1.0-csd01-part0-overview.doc (Authoritative)
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part0-overview/searchRetrieve-v1.0-csd01-part0-overview.html
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part0-overview/searchRetrieve-v1.0-csd01-part0-overview.pdf
Previous version:
N/A
Latest version:
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/searchRetrieve-v1.0-part0-overview.doc (Authoritative)
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/searchRetrieve-v1.0-part0-overview.html
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/searchRetrieve-v1.0-part0-overview.pdf
Technical Committee:
OASIS Search Web
Services TC
Chairs:
Ray Denenberg (rden@loc.gov), Library of Congress
Matthew Dovey (m.dovey@jisc.ac.uk),
JISC Executive, University of Bristol
Editors:
Ray Denenberg (rden@loc.gov), Library of Congress
Larry Dixson (ldix@loc.gov), Library of Congress
Ralph Levan (levan@oclc.org),
OCLC
Janifer Gatenby (Janifer.Gatenby@oclc.org), OCLC
Tony Hammond (t.hammond@nature.com), Nature Publishing Group
Matthew Dovey (m.dovey@jisc.ac.uk),
JISC Executive, University of Bristol
Additional artifacts:
This
prose specification is one component of a Work Product which also includes:
·
XML schemas: http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/
·
searchRetrieve: Part 0. Overview Version 1.0. (this
document)
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part0-overview/searchRetrieve-v1.0-csd01-part0-overview.html
·
searchRetrieve: Part 1. Abstract Protocol Definition
Version 1.0.
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part1-apd/searchRetrieve-v1.0-csd01-part1-apd.html
·
searchRetrieve: Part 2. searchRetrieve Operation: APD Binding
for SRU 1.2 Version 1.0. http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part2-sru1.2/searchRetrieve-v1.0-csd01-part2-sru1.2.html
·
searchRetrieve: Part 3. searchRetrieve Operation: APD Binding
for SRU 2.0 Version 1.0. http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part3-sru2.0/searchRetrieve-v1.0-csd01-part3-sru2.0.html
·
searchRetrieve: Part 4. APD Binding for OpenSearch Version 1.0.
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part4-opensearch/searchRetrieve-v1.0-csd01-part4-opensearch.html
·
searchRetrieve: Part 5. CQL: The Contextual Query Language
Version 1.0.
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part5-cql/searchRetrieve-v1.0-csd01-part5-cql.html
·
searchRetrieve: Part 6. SRU Scan Operation Version 1.0. http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part6-scan/searchRetrieve-v1.0-csd01-part6-scan.html
·
searchRetrieve: Part 7. SRU Explain Operation Version 1.0.
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part7-explain/searchRetrieve-v1.0-csd01-part7-explain.html
Declared XML namespaces:
·
http://docs.oasis-open.org/ns/search-ws/diagnostic
·
http://docs.oasis-open.org/ns/search-ws/facetedResults
·
http://docs.oasis-open.org/ns/search-ws/scan
·
http://docs.oasis-open.org/ns/search-ws/searchResultAnalysis
·
http://docs.oasis-open.org/ns/search-ws/soap
·
http://docs.oasis-open.org/ns/search-ws/sruRequest
·
http://docs.oasis-open.org/ns/search-ws/sruResponse
·
http://docs.oasis-open.org/ns/search-ws/xcql
Abstract:
This is one of a set of documents for the OASIS Search Web
Services (SWS) initiative. This document is the Overview and serves to
introduce the full collection of documents.
Status:
This document was last revised or approved by the OASIS
Search Web Services TC on the above date. The level of approval is also listed
above. Check the “Latest version” location noted above for possible later
revisions of this document.
Technical Committee members should send comments on this specification
to the Technical Committee’s email list. Others should send comments to the
Technical Committee by using the “Send
A Comment” button on the Technical Committee’s web page at http://www.oasis-open.org/committees/search-ws/.
For information on whether any patents have been disclosed
that may be essential to implementing this specification, and any offers of
patent licensing terms, please refer to the Intellectual Property Rights
section of the Technical Committee web page (http://www.oasis-open.org/committees/search-ws/ipr.php).
Citation format:
When referencing this specification the following citation
format should be used:
[SearchRetrievePt0]
searchRetrieve: Part 0. Overview Version 1.0. 08
December 2011. OASIS Committee Specification Draft 01. http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part0-overview/searchRetrieve-v1.0-csd01-part0-overview.html.
Copyright © OASIS Open 2011. All Rights Reserved.
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"OASIS IPR Policy"). The full Policy may be
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1 Introduction. 5
1.1
Terminology. 5
1.2
Normative References. 5
1.3
Namespace. 6
1.4 Schemas. 6
2 Rationale. 8
3 SWS
documents: Roles and Relationships. 9
3.1 Abstract
Protocol Definition. 9
3.2
OpenSearch. 9
3.3 SRU. 9
3.3.1 SRU1.2. 9
3.3.2 SRU2.0. 10
3.4 Other
protocols and bindings. 10
Appendix A. Acknowledgements. 11
This is one of a set of documents for the OASIS Search Web
Services (SWS) initiative.
This document is the Overview and
serves to introduce the full collection of documents.
The documents in
the collection of specifications are:
1. Overview
2. APD
3. SRU1.2
4. SRU2.0
5. OpenSearch
6. CQL
7. Scan
8. Explain
The key words
“MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”,
“RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as
described in [RFC2119].
The following list of references applies to all of the
documents in this collection.
XML namespaces used in this standard, and their prefixes:
XML Schemas used in this standard:
|
Schema
|
Used for
|
URL
|
|
1
|
SRU
|
The default format for an SRU response.
|
http://docs.oasis-open.org/search-ws/
searchRetrieve/v1.0/csd01/schemas/
sruResponse.xsd
|
|
2
|
Diagnostics
|
The format for presentation of a diagnostic within an SRU
or Scan response.
|
http://docs.oasis-open.org/search-ws/ searchRetrieve/v1.0/csd01/schemas/
diagnostic.xsd
|
|
3
|
Explain
|
Explain for SRU 2.0.
|
http://docs.oasis-open.org/search-ws/
searchRetrieve/v1.0/csd01/schemas/explain.xsd
|
|
4
|
Faceted Search Results
|
The format for presentation of faceted results within an
SRU 2.0 response.
|
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/
facetedResults.xsd
|
|
5
|
Search Result AnalysIs
|
The format for presentation of search result analysis
within an SRU 2.0 response.
|
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/
searchResultAnalysis.xsd
|
|
6
|
XCQL
|
CQL
expressed in XML, used to echo a query in a search/ retrieve
response. It is not used in search/ retrieve requests.
|
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/xcql.xsd
|
|
7
|
Scan
|
The format for a Scan response.
|
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/scan.xsd
|
|
8
|
SOAP Support
|
Used for the SRU binding to SOAP.
|
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/sru-wsdl11.wsdl
and
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/schemas/sruRequest.xsd
|
The OASIS Search Web Services (SWS) initiative defines a
generic protocol for the interaction required between a client and server for
performing searches. SWS defines an Abstract Protocol Definition (APD
searchRetrieve Part 1) to describe this interaction. All search protocols can
be regarded as concrete implementations of this definition. The Abstract
Protocol Definition facilitates interoperability between different search
protocols by providing a common framework and terminology for describing search
protocols.
The APD is a simplification and revision of the abstract
model for search and retrieval contained within the NISO Z39.50 standard.
The APD defines the following abstract models:
- Data Model – an abstract model describing the data
upon which the search is to be performed
- Query Model – an abstract model describing how the
search query is constructed
- Processing Model – an abstract model describing how
the query is sent from the client to the server
- Result Set Model – an abstract model describing the
structure for the results returned by the search
- Diagnostics Model – an abstract model for how
errors are communicated by the server to the client
- Description and Discovery Model – an abstract model
for how the search service may be discovered and to enable
self-description of the functionality of the service
The Processing Model presumes a client-server model
where the client and server communicate via a searchRetrieve protocol which incorporates
a query language. In this model a client sends a searchRetrieve request to a
server, which processes the request and responds with a searchRetrieve request.
The APD defines abstract request parameters and abstract response elements.
Part of the request parameters include a search query as defined in the Query
Model. Part of the response parameters include the results generated from
the Data Model and represented in the response according to the Result
Set Model. The Response may also include error handling information
according to the Diagnostics Model. In addition, a client may query the
capabilities of the server via the Description and Discovery Model (in
terms of available data sets which can be queries, available Result Set
Models in cases where a server supports multiple formats for returning
results, available query languages where a server support multiple Query
Models etc.)
The APD serves as a guideline for the development of application
protocol bindings . A binding indicates the corresponding actual names of
the parameters and elements to be transmitted in a request or response. The SWS
document collection includes bindings for SRU1.2, SRU2.0 and OpenSearch
The core of the SWS document collection is the Abstract
Protocol Definition (APD). The APD is described in:
APD
searchRetrieve: Part 1. Abstract
Protocol Definition Version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part1-apd/searchRetrieve-v1.0-csd01-part1-apd.doc
The remaining documents describe three bindings of the APD:
SRU1.2, SRU2.0, and OpenSearch.
The OpenSearch binding is intended to be fully
compatible with http://www.opensearch.org/Specifications/OpenSearch/1.1/Draft_5
The OpenSearch binding is described in:
OpenSearch
searchRetrieve: Part 4. APD Binding for OpenSearch 1.0 version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part4-openSearch1.0/searchRetrieve-v1.0-csd01-part4-openSearch.doc
SRU (SRU: Search/Retrieve via URL) is a web
service protocol supported over both SOAP and REST for client-server based
search. SRU1.x was developed as a web service replacement for the NISO
Z39.50 protocol. SRU2.0 is a revision to SRU which as well as
including many enhancements to SRU1.2 was developed alongside the APD.
For the SRU protocol model, three operations are defined as
part of its Processing Model:
- SearchRetrieve Operation. The actual SearchRetrieve
operation defined by the SRU protocol; A SearchRetrieve operation consists
of a SearchRetrieve request from client to server followed by a
SearchRetrieve response from server to client.
- Scan Operation. Similar to SRU, the Scan protocol defines
a request message and a response message for iterating through available
search terms. a Scan operation consists of a Scan request followed
by a Scan response.
- Explain Operation. . Every SRU or scan server provides an
associated Explain document as part of its Description and Discovery
Model, providing information about the server’s capabilities. A client
may retrieve this document and use the information to self-configure and
provide an appropriate interface to the user. When a client retrieves an
Explain document, this constitutes an Explain operation.
The SRU1.2 binding is the specification of the protocol
SRU: Search/Retrieve via URL, and is intended to be compatible with the
specification at http://www.loc.gov/standards/sru/specs/.
The base SRU1.2 binding is defined in:
SRU1.2
searchRetrieve: Part 2. SRU searchRetrieve Operation: APD Binding for SRU 1.2 Version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part2-sru1.2/searchRetrieve-v1.0-csd01-part2-sru1.2.doc
As part of its processing model, SRU1.2 supported the
ability to iterate through search terms using the Scan operation which is
defined in:
Scan
searchRetrieve: Part 6. SRU Scan Operation version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part6-scan/searchRetrieve-v1.0-csd01-part6-scan.doc
The SRU1.2 Query Model is defined to be the
Contextual Query Language and is defined in:
CQL
searchRetrieve: Part 5. CQL: The Contextual Query Language
version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part5-cql/searchRetrieve-v1.0-csd01-part5-cql.doc
The SRU2.0 Discovery and Description Model is
implemented via the Explain Operation which is defined in:
Explain
searchRetrieve: Part 7. SRU Explain Operation version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part7-explain/searchRetrieve-v1.0-csd01-part7-explain.doc
SRU2.0 is a revised specification of the SRU protocol,
includes many enhancements to SRU1.2 that SRU developers have requested. The
base SRU2.0 binding is defined in:
SRU2.0
searchRetrieve: Part 2. SRU searchRetrieve Operation: APD Binding for SRU 1.2 Version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part2-sru1.2/searchRetrieve-v1.0-csd01-part2-sru1.2.doc
As part of its processing model, SRU2.0 supported the
ability to iterate through search terms using the Scan operation which is
defined in:
Scan
searchRetrieve: Part 6. SRU Scan Operation version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part6-scan/searchRetrieve-v1.0-csd01-part6-scan.doc
The SRU2.0 Query Model is defined to be the
Contextual Query Language and is defined in:
CQL
searchRetrieve: Part 5. CQL: The Contextual Query Language
version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part5-cql/searchRetrieve-v1.0-csd01-part5-cql.doc
The SRU2.0 Discovery and Description Model is
implemented via the Explain Operation which is defined in:
Explain
searchRetrieve: Part 7. SRU Explain Operation version 1.0
http://docs.oasis-open.org/search-ws/searchRetrieve/v1.0/csd01/part7-explain/searchRetrieve-v1.0-csd01-part7-explain.doc
Other protocols for search can be described in terms of the APD.
Both the Explain and CQL, whilst mandatory
components of SRU, are defined to be usable independently of SRU
by other protocols and bindings.
Appendix A.
Acknowledgements
The following individuals were members of the OASIS SWS TC at the time of publication of this standard:
Ray Denenberg, Library of Congress
Larry Dixson, Library of Congress
Ralph LeVan, OCLC
Janifer Gatenby, OCLC
Tony Hammond, Nature Publishing
Matthew Dovey, JISC Executive, University of Bristol
